Mr.Cai is a partner in securities business and real estate department of Guantao Law Firm. He focuses on IPO, M&A, and real estate. In recent years, he has been actively engaged in significant litigations.
Having been practicing for more than ten years, Mr.Cai has provided professional legal services for domestic and foreign clients in the field of securities capital market and real estate. He has been widely recognized by clients and peers for his responsiveness, attention to detail and professionalism, and for providing efficient, practical, and high-quality advice. Mr. Cai, together with the team has undertaken many major, complex and challenging M&A projects of listing companies in recent years.
REPRESENTATIVE EXPERIENCE
Equity Capital Markets
• Provided IPO legal services for Weiguang Biological Products Co., Ltd (002880.SZ).
• Provided IPO legal services for SIE Consulting Co., Ltd (300687.SZ).
• Shenzhen Unicorn Technology Co., Ltd (836715.OC) on the listing of its shares on the National Equities Exchange and Quotations ('NEEQ').
• Suzhou Guangduo Micro nano Devices Co., Ltd (835121.OC) on the listing of its shares on the NEEQ.
• Shandong Yiteng New Materials Co.,Ltd (832856.OC) on the listing of its shares on the NEEQ.
• Surexam Bio- tech Co.,Ltd (430620.OC) on the listing of its shares on the NEEQ.
• LianTronics(300269.SZ) on issuing shares and its cash offer for 100% shares in Sichuan Time Share Media Co., Ltd, which constituted a major asset restructuring of a listed company, with the transaction value of RMB 860 million.
• LianTronics(300269.SZ) on issuing shares and its cash offer for 100% shares in Utop Public Relations Consulting Co., Ltd. and Shenzhen Eastar Electronic Co.,Ltd., which constituted a major asset restructuring of a listed company, with the transaction value of RMB 950 million.
• LianTronics(300269.SZ) on issuing shares and its cash offer for shares in Shanghai Litang Marketing Management Co., Ltd. and Huahan Culture Communication Co., Ltd., with a transaction value of RMB 2 billion
• In the project of Hylink Digital Solutions Co., Ltd (603825.SH) issuing shares and making a cash offer for 100% shares in a media company, advised the media company on communicating and negotiating with Hylink and assisted the media company secure more than RMB 500 million in financing.
• Qihoo360 on a syndicated loan for its privatization.
• China Financial Leasing Group Limited on investing in and acquiring a company in Shenzhen.
• China International Marine Containers (Group) Co., Ltd. on its acquisition with a shipping agency in Shanghai.
• Media Group on investing in and acquiring a company in Wuhan, with a transaction value of more than RMB 200 million.
• Nipon Paint Co., Limited on investing in and acquiring Shanghai Changrunfa Coating Co., Ltd.
• An advertisement company on the dissolution of a VIE structure and on making a USD 25 million share repurchase payment to a foreign investment institution.
• CGN Group on issuing dim-sum bonds in Hong Kong.
• Overseas listing filing in CSRC for Chinese Company, AiXin Life.
Real Estate
• A joint stock cooperative company in a village in Shenzhen on a 320000 square meters urban renewal project, including selecting and appointing early-stage service providers for the approval and initiation of project and selecting and appointing cooperative developers through a collective asset trading platform.
• A joint stock cooperative company in a village in Shenzhen on a project involving 11,000 sqaure meters of land returned to its original owner for construction, including selecting and appointing developers through a collective asset trading platform.
• A joint stock cooperative company in a village in Shenzhen on a project in relation to 20,000 square meters of land returned to its original owner for construction, including selecting and appointing developers through a collective asset trading platform.
• Provided specific legal service for a land and real estate transfer project in Shenzhen, with the transaction value of more than RMB 100 million.
• Ping An Securities Ltd. on investment in Gemdale (kunming), with the transaction value of more than RMB 1.5 billion.
• Huizhou Silong Real Estate Development Co., Ltd on investment in Huizhou Guangyao Real Estate Development Co., Ltd.
• Penghua Asset Management Co., Ltd. on investment in Dabaihui Real Estate Group Limited.
• China Merchants Kunlun Capital Co., Ltd. on several real estate financing projects in China.
• Advised and analyzed a manufacturing enterprise on its real estate ownership disputes (the disputed area over 10,000 square meters).
Dispute Resolution
• The PRC Supreme Court retried the case which involved an amount of RMB 100 million. It was about a real estate financing guarantee dispute and the lawsuit was brought by Centergate Securities Co., Ltd. against Jinfeng Company and Zhuhai Hengye Real Estate Company. Mr.Cai challenged the judgment and won the case on behalf of Zhuhai Hengye Real Estate in the retrial before the Supreme Court.
• A dispute arbitrated by China International Economic and Trade Arbitration Commission, involving an amount of RMB 600 million. It was about a share repurchase dispute between a fund company and other parties including a media company. Mr. Cai, representing the respondent, with unremitting efforts, led to the reconciliation of the dispute during the process of enforcement. He also advised the respondent on equity financing, helping the respondent raise more than RMB 600 million.
EDUCATION
City University of Hong Kong Juris Doctor
Guangdong University of Foreign Studies LL.B.
BAR ADMISSIONS
Practicing Certificate, People’s Republic of China
PROFESSIONAL ASSOCIATIONS AND MEMBERSHIPS
• Shenzhen University, FinTech College, Lecturer (2021 until now)
